List PR to fix cumulative voting

Cumulative voting is an electoral system in which the voter can give more than one vote to one person. Its purpose is to prevent a district’s largest faction from winning every seat. When parties enter this picture, they face three related problems. One is to decide how many candidates to run. Another is to decide which people these will be. The third is to get voters to mark the general-election ballot in a way that gets the slate elected.

Yesterday, I discovered a paper in which two political scientists propose a way to relieve parties of all three tasks: make a vote for a candidate also count for the party slate, allocate seats to parties in proportion to their vote shares, and give those seats to the candidates with the most votes in each party. This is known in the literature as free-list proportional representation (FLPR).

Cumulative voting famously was used to elect the Illinois lower chamber in three-seat districts, 1870-1980. The context for the above reform proposal seems to have been increasing party factionalism. Saywer and MacRae (1962) refer to party committees’ increasing difficulty in deciding how many candidates to run and who they should be. FLPR would have obviated these dilemmas. Sawyer and MacRae also note that it might have obviated primaries as well.

I also found a paper that mentions a potential majority reversal due to voters’ ballot markings at some point in the 1950s. This paper also notes a gripe that the minority party sometimes had a larger share of seats than its apparent share of votes. I say “apparent” because it is not straightforward to compute a party’s vote share with a multiple-vote rule. FLPR might have helped with these issues too, although the small district magnitude of three would have made it hard to get fine-grained proportionality.

FPTP is not an “antiquated voting system”

When seeking to persuade people to go along with an electoral reform, it is common to suggest that first-past-the-post is old. Common variations on this theme include “antiquated voting system” and “18th-century voting technology.” This trope is anachronistic.

Single-seat districts with plurality allocation and a single round in which each party nominates one candidate (i.e., FPTP) is relatively new. So is proportional representation (PR) based on party lists.

What was old in the countries these replaced is some combination of the following: multi-seat districts (including in Britain), two-round runoff elections, and virtually no party control of nominations. Some cases even had voice voting, as I learned this week. The single transferable vote (STV), which we hear is new technology, reflects the old order.

Scholars have been converging on a theory of electoral reform that runs roughly as follows: nomination control is the way to contain ‘populism,’ and this can be mixed with PR, plurality, or runoff.

This point starts to emerge from a 2010 article in Comparative Political Studies by Amel Ahmed, later expanded into a book. The point is that both PR and “single-member plurality (SMP)” — note the terminological difference from FPTP — were responses to a perceived threat of mass (socialist) mobilization in the late 19th century. Belgium turned to PR, and the United Kingdom went with SMP. Later work extends this explanation to other continental democracies. It also starts to emphasize the role of list PR in boosting control of nominations, had any existed at all. As for Britain, Ahmed documents a range of other practices (like gerrymandering) that came with SMP, all meant to contain what would become the Labour Party. Later work suggests that incumbents did not need control of nominations because it already had existed since the 1830s.

A 2×2 table may help with the jargon I am starting to introduce. It is oversimplified but helps to make my point.

Seat allocation →
Nomination control ↓
ProportionalNot proportional
LowSTVSMP*
HighList PRFPTP
*I am using “SMP” to keep things simple. It may make sense to use “SSD” (single-seat district) instead.

How might we think about the United States? Congress first mandated single-seat districts in 1842. That law is now seen as a way to prevent Jacksonian Democrats from maximizing seat share by switching to the ‘general ticket’ (multi-seat districts) in states under their control. Note that this did not enhance control of nominations. That possibility would not exist until introduction of the secret ballot. Thus it was not FPTP, and the major parties have remained ‘big tent’ (i.e., hospitable to ‘populism’).

STV enters the conversation in the 1850s as a way to “protect minorities” in multi-seat districts, along with cumulative voting and other non-list approaches to holding down majority seat share. Its popularity is mostly limited to the United Kingdom and its colonies. I have toyed with the idea that this popularity was due to a pre-existing tradition of party government, with associated levers of nomination control. STV might have ‘protected minorities’ without resort to SMP, at the same time rolling back control of nominations. That never happened.

FPTP and list PR are thus ‘new technology,’ whereas STV and nonpartisan runoffs are old.

Since this post is getting long, I will set aside Australia, except to note three things about STV: (1) its single-seat cousin (‘RCV’) came with compulsory ranking, (2) continued mass mobilization led to the addition of compulsory voting, and (3) STV came much later to the Senate for reasons other than a need to contain ‘populism.’