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MPONP two years in retrospect

It has been two years since I finished/sent in More Parties or No Parties. Three issues with the theory have been on my mind. To recap, the theory says that “reform is common in periods of realignment” (or something along those lines). Then it says that a reform episode can be any of three types: insulating (comes from incumbent coalition), realigning (out-of-power folks peel off portion of incumbent coalition), and polarizing (opposing sides collude). The types were strictly internal to the polities whose institutions they were changing (cities for me, countries and some states for the lit review).

I do not have a thesis statement. I am making a list and riffing on it.

The first issue concerns coalition shift in general. I had cast this as resulting from activation of a coalition’s internal disagreement(s). Might not the addition of new players also destabilize a party system? (I think I acknowledged this possibility in a footnote.) Or might not the emergence of new issues do the same? I am thinking here of climate change especially, which is a ‘shock’ par excellence. It also has all sorts of implications for the issues that otherwise define the ‘basic space’ of a party system. What do we do when the ocean swallows the Outer Banks of North Carolina? Move the rich? Move everybody?

Another issue concerns the trigger(s) of a ‘realigning’ reform episode. Does the reform cause realignment, or does realignment cause the reform? The book argues that realignments cause reform, but a ‘realigning’ reform brings about (facilitates) realignment. So, which comes first? I suggested in ch. 8 that coalition shift at a higher level of government might produce demand for a realigning episode at some lower level. That would help to integrate other accounts of the reform adoptions I studied. For example, one good BA thesis argued that the Worcester reform charter was a business-community reaction to the rising power of the Irish — an insulating episode in my typology. I suggest it’s not this simple; the reform coalition included many people (Democrats) who helped elect a Mayor on the same day they ratified a charter meant to destroy his party. The key questions for me are about the magnitude and rapidity of change in advance of the reform. How big had the local Democratic Party gotten, and why? Maybe it comes down to an expanding set of salient issues, regardless of whether that’s at a higher level of government. I did find suggestive evidence with respect to unions. Maybe these are the same thing, at least sometimes.

Hopkins’ (2018) theory of nationalization is something I wish I’d brought in. Nationalization (as I integrate it into my mental model) means that higher-level cleavages are reshaping lower-level party systems. Or, in terms that are closer to those of Hopkins, national-level issues are more salient (for most people) to local politics than local-level issues. This leads (in my mind) to ‘oversized’ parties in some places, so that basic economic issues get debated within the oversized party. Witness non/bipartisan claims about corruption and how to pave a street.

Moving on.

I’m also not thrilled with having cast New York City (1936) as a ‘realigning’ episode. I am not saying this was wrong. The complication was the local separation-of-powers system. At the time of the reforms, Tammany controlled the Board of Aldermen, but LaGuardia controlled the mayoralty. And LaGuardia had won (and presumably controlled) a citywide vote majority.

So, maybe, the NYC reform was about creating congruence of control between the branches of government. (What the NYC reform package did to legislative power is fascinating, but let’s save it for another day.) Here is the article one might cite, then the key line: “Politicians became advocates of direct democracy, we argue, only where they were confident that voters were likely to agree with them and where current institutional arrangements blocked the median voter’s influence” (emphasis mine). Another way to put that: existing institutions (like malapportionment) were stopping statewide majorities from translating that strength into seat shares. That article is about different reforms, but the theory seems helpful. I also wonder if the identity/priorities of the ‘median voter’ changed in the period under our shared consideration (1898-1918). Otherwise, how would it have been possible to get around the incumbent coalition?


Los Angeles, 1913: STV or OLPR?

How we understand Los Angeles matters. I claimed in a recent piece that the 1913 defeat of open-list PR there was a critical juncture for American PR advocacy. (I recently learned of a similar event in Western Europe, with the opposite effect. More on that another time.) Recently, there appeared two articles saying that the referendum was on STV. So, which was it?

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Mapping the repeal of proportional representation in New York City

I may have more to say about this later.

Two sorts of hypotheses might explain the variation. One concerns third-party strength (Labor, Liberal, Communist). But ecological inference suggests a divided Labor Party!

The other sort concerns politics of urban renewal. This may help explain the pockets of opposition in Bronx and Brooklyn. Also in the book, I analyze the City Council roll-call record. Those data suggest a faction of the Republican Party feuding with the O’Dwyer (D) administration and other Republicans on budget matters.

Another point worth mentioning: this was one of few repeals (the only?) that increased assembly size. So, there may be a counterintuitive representation story too.

Feel free to comment if anything strikes you.


Some key points from “More Parties or No Parties”

Photo by Phil Howe. Book available for purchase and in Oxford Scholarship Online.

The space of politics is multidimensional. What we call “left” and “right” are negotiated positions.

Interest groups (broadly understood) do the negotiating. They are assumed to want control of government. They form coalitions to get it.

Every democracy has some coalition structure, even if it does not track party division.

‘Shifting coalitions’ lead to electoral reform: incumbent groups seeking insulation, out-of-power groups seeking realignment, or opposing groups seeking to discipline noncommittal players (a polarizing mode).

Electoral reform is change in any of five electoral-system components: assembly size, district magnitude, ballot type, allocation rules, and rules about nominations.

Two-party politics makes it tempting to cater to factions, not parties, when proposing and designing reforms. Witness the current emphasis on ballot type and nominations (ranked-choice, approval voting, nonpartisan primaries). Witness the unpopularity (outside political science) of allocation rules that presume party grouping (such as party-list proportional representation, including mixed-member).

In the past, reformers promoted single transferable vote (STV) and ranking generally in order to cater to factions, not parties.

In other countries, multiparty politics facilitates use of ranked-choice: giving voters understandable entities to rank, instructing voters on how to rank (vote management), regulating candidate entry (vote management), and generating political will to administer a complex system.

In the United States, ranked-choice reforms tended to last as long as the coalitions that imposed them.

Vote management was imperfect and slow to emerge. It usually involved a bipartisan coalition that sold itself in “good government” terms.

Due to vote management, STV produces winners who usually would be the same under open-list proportional representation (OLPR).

An exception is when the coalition structure shifts, such that some voters do not rank candidates in the way that party (or interest-group) leaders might want. Said voters are part of a coalition structure that is different from the prevailing one.

If the alternative coalition deprives “left” and “right” of control of government, they may join in blaming the electoral system. This can lead to a polarizing repeal episode.

Reasons for abandonment of majoritarian ranked-ballot rules are not yet well-understood. One theme in the literature is ranking truncation. Another is the production of surprise results. These may have reinforced each other: many voters not ranking very many choices, determined candidates capitalizing on this.

The repeal of early ranked-choice systems left in place features that had been needed to pass ranked-choice. These include nonpartisan ballots, numbered-post elections, and single-digit assemblies.

This post also appeared at on Medium.


The reform wave in context

This post is on the connection between oversized majorities and waves of political reform. Here I am thinking about ranked-choice voting in historical context, though one might say the same about direct primaries. I think reforms like this take off when:

1) Most people lean to one side of the ideological spectrum;

2) But that side of the spectrum has serious, internal cleavages.

The basic idea is that the logic of minimum-winning coalition is not holding in some way. The political majority is oversized, so much of the action is inside it. That fighting finds expression first as party splits, then as reforms to foster coordination. I have floated this hypothesis before. Others are starting to touch on it. Let’s look at some data.

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